{"id":1008,"date":"2018-07-18T14:37:39","date_gmt":"2018-07-18T19:37:39","guid":{"rendered":"https:\/\/taocompliance.com\/?p=1008"},"modified":"2018-07-18T14:37:39","modified_gmt":"2018-07-18T19:37:39","slug":"is-a-condenser-change-a-replacement-in-kind","status":"publish","type":"post","link":"https:\/\/taocompliance.com\/?p=1008","title":{"rendered":"Is a condenser change a Replacement in Kind?"},"content":{"rendered":"<p><span style=\"font-family: 'book antiqua', palatino, serif;\"><strong>The Question: <\/strong><\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">Imagine a project where you are going to replace an existing condenser with a newer model. Does this \u201cchange\u201d trigger the MOC element or does it fall into the <em>Replacement in Kind <\/em>exemption to the MOC requirement?<\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">This question comes up from a customer several times a year.<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ffffff;\">\u00a0<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\"><strong>The Short answer:<\/strong><\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">The answer \u2013 if you are short on time \u2013 is: An equipment change <strong>rarely<\/strong> qualifies as a <em>Replacement in Kind<\/em>.\u00a0<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ffffff;\">\u00a0<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\"><strong>The LONG answer: <\/strong><\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">First, let\u2019s look at the relevant text of the PSM MOC requirement:<\/span><\/p>\n<blockquote>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\"><em>1910.119(l)(1) &#8211; The employer shall establish and implement written procedures to manage changes (except for &#8220;replacements in kind&#8221;) to process chemicals, technology, equipment, and procedures; and, changes to facilities that affect a covered process. <\/em>(The RMP text is essentially the same, so we\u2019re just going to focus on the PSM text)<\/span><\/p>\n<\/blockquote>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">This text is about the <em>scope<\/em> of the MOC requirement; or to put it another way: What triggers the requirement?<\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">This proposed condenser change is obviously a change to equipment that has <strong>the potential<\/strong> to <em>affect a covered process <\/em>so it <strong><em>could<\/em><\/strong> be covered<em>. <\/em><strong>In theory<\/strong>, if the new condenser <strong>does not <\/strong><em>affect a covered process<\/em> we could classify it as a Replacement in Kind. Unfortunately, we don\u2019t actually <strong>know<\/strong> if the new condenser will affect the process until we investigate the change. Some questions we\u2019ll need to ask include (but are not limited to):<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">1) Are there piping \/ valving changes?<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">2) Is the overpressure protection the same?<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">3) Does the new equipment require any changes to the inventory calculation, relief calculation, equipment schedule, etc?<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">4) Are there any changes to the electrical requirements and controls?<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">5) Does the new equipment require any changes to existing SOP(s) and MIP(s)?<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">6) Does the new equipment require any changes to the existing MI schedule?<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">7) Does the new equipment require any changes to the existing Operator Training?<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">8) Does the new equipment require any change to the existing Process Hazard Analysis to ensure it properly identifies, evaluates and controls the hazards of the new equipment?<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">9) Are there any other ways that this new equipment could affect safety and health?<\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">That\u2019s a lot of questions to ask and it\u2019s really just the beginning of them. To even consider this new equipment a <em>Replacement in Kind, <\/em>we\u2019d have to ask all these questions (and more) and answer them with \u201cNo, there are no changes required\u201d<em>. <\/em><\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">You know a great way to ensure that you ask these types of questions and properly document your answers? THE MOC ELEMENT. It is <strong>literally<\/strong> a written program to Manage Changes.<\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">While it\u2019s not very likely that you will go through the entire MOC procedure and find there are no required changes to the PSM program, if you did so, then you could properly quantify the replacement as a <em>Replacement in Kind<\/em> <strong>and<\/strong> you would have your written questions and answers to <strong>defend<\/strong> that judgement.<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ffffff;\">\u00a0<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\"><strong>Where does the confusion come from? <\/strong><\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">Why do so many people think that these types of equipment changes are not covered by the MOC requirement? Often it&#8217;s as simple as getting bad advice from consultants or refrigeration &#8220;schools.&#8221; I think part of the confusion on the issue stems from legacy industry guidance. For the vast majority of Ammonia PSM practitioners, the IIAR is our go-to guidance on design, construction, startup, decommissioning, maintenance, etc., so it\u2019s natural to refer to them for PSM guidance.<\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">Here\u2019s a section from the IIAR\u2019s \u00a01994 \u00a0<em>Guide to the Implementation of Process Safety Management for Ammonia Refrigeration<\/em>:<\/span><\/p>\n<p style=\"padding-left: 30px;\"><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter wp-image-629\" src=\"http:\/\/rce-chill.com\/wp-content\/uploads\/2018\/07\/94RIK-1024x673.jpg\" alt=\"\" width=\"505\" height=\"332\" \/><\/p>\n<p>&nbsp;<\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">Here\u2019s the same section from the IIAR\u2019s 2012 updated <em>Process Safety Management and Risk Management Program Guidelines:<\/em><\/span><\/p>\n<p style=\"padding-left: 30px;\"><img loading=\"lazy\" decoding=\"async\" class=\"aligncenter wp-image-630\" src=\"http:\/\/rce-chill.com\/wp-content\/uploads\/2018\/07\/2012RIK-1024x158.jpg\" alt=\"\" width=\"901\" height=\"140\" \/><\/p>\n<p>&nbsp;<\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">Some quick thoughts on that guidance:<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">1) The term \u201cLike for like\u201d does not exist in the text of the PSM or RMP rule(s) and only leads to more confusion.<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">2) The first bullet of the 1994 guidance muddles the issue with assumptions. In the legal realm this is referred to as \u201cAssuming facts not in evidence\u201d meaning that the argument is relying on data that hasn\u2019t been provided. We don\u2019t know if the \u201cpiping, specifications, connections, instrumentation, and controls\u201d are identical until we actually perform the MOC or something A LOT like it.<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">3) The second bullet of the 1994 guidance and the revised 2012 guidance are clearer, but they suffer from the same problem with assumptions.<\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">Note: The IIAR is currently updating the <em>Process Safety Management and Risk Management Program Guidelines <\/em>and I expect the new version to significantly alter this guidance.<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"color: #ffffff;\">\u00a0<\/span><\/p>\n<p style=\"text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\"><strong>Why does this matter? <\/strong><\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\"><span style=\"color: #ff0000;\">Misclassifying a covered change as a <em>Replacement in Kind<\/em>\u00a0often allows the facility to circumvent the Management of Change procedure.<\/span><\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">Let me offer a real-world example: During a client visit it was discovered that they were having a replacement condenser installed and that they were classifying it as a <em>Replacement in Kind<\/em>. They explained that they were doing this because they treated a previous condenser replacement as a <em>Replacement in Kind <\/em>due to advice from a class one of their employees had attended. We started asking some questions and in under an hour found the following:<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">1) The relief valves had been removed from both condensers and replaced with hand valves and pipe stubs. (Presumably to allow manual purging)<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">2) The new stubs did not have caps installed and were therefore open to the atmosphere.<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">3) The P&amp;IDs no longer reflected the as-built condition of the facility for either of the condensers.<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">4) The SOPs still referred to the OLD models, not the current ones.<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">5) The SOPs still referenced the removed relief valves.<\/span><\/p>\n<p style=\"padding-left: 60px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\">6) The PHA section covering condensers still listed relief valves as a safeguard and therefore did not properly identify, evaluate and control the hazards of the condensers.<\/span><\/p>\n<p style=\"padding-left: 30px; text-align: justify;\"><span style=\"font-family: 'book antiqua', palatino, serif;\"><strong>ALL <\/strong>the above issues would have been avoided with a properly conducted Management of Change procedure.<\/span><\/p>\n<p>Original Post: <a href=\"http:\/\/rce-chill.com\/is-a-condenser-change-a-replacement-in-kind\/\">RCE-Chill<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The Question: Imagine a project where you are going to replace an existing condenser with a newer model. Does this \u201cchange\u201d trigger the MOC element or does it fall into the Replacement in Kind exemption to the MOC requirement? This &hellip; <a href=\"https:\/\/taocompliance.com\/?p=1008\">Continue reading <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_monsterinsights_skip_tracking":false,"_monsterinsights_sitenote_active":false,"_monsterinsights_sitenote_note":"","_monsterinsights_sitenote_category":0,"footnotes":""},"categories":[8,64,73,39,65],"tags":[11,55,9,10,21,12],"class_list":["post-1008","post","type-post","status-publish","format-standard","hentry","category-compliance","category-epa","category-iiar","category-management-of-change","category-osha","tag-epa","tag-management-of-change","tag-osha","tag-psm","tag-ragagep","tag-rmp"],"_links":{"self":[{"href":"https:\/\/taocompliance.com\/index.php?rest_route=\/wp\/v2\/posts\/1008","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/taocompliance.com\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/taocompliance.com\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/taocompliance.com\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/taocompliance.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=1008"}],"version-history":[{"count":4,"href":"https:\/\/taocompliance.com\/index.php?rest_route=\/wp\/v2\/posts\/1008\/revisions"}],"predecessor-version":[{"id":1011,"href":"https:\/\/taocompliance.com\/index.php?rest_route=\/wp\/v2\/posts\/1008\/revisions\/1011"}],"wp:attachment":[{"href":"https:\/\/taocompliance.com\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=1008"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/taocompliance.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=1008"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/taocompliance.com\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=1008"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}